Our Client, a leading International Banking Group is looking for a Head of Compliance for their Hong Kong office. This position will report to the Chief Legal and Compliance Officer and provide assistance to management on regulatory requirements and Group compliance standards.
Responsibilities
- Manage and lead Compliance functions to ensure their proper discharge and provide compliance support across all areas of the Bank
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Provide advisory on AML to the business and enhance due diligence and transaction due diligence approval
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Formulate and implement the Bank’s compliance, anti-money laundering and internal control policies, procedures to ensure the Bank’s operations are in compliance with the regulatory requirements
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Due diligence strategy & review of potential acquisitions, providing insight to senior management on the overall business case and future operation of the potential acquisition
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Responsible for execution, training, enforcement and accountable for ensuring compliance standards
Requirements
- With over 12 years + of compliance experience in banking industry, with minimum 5 years in management level
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University graduate in Law or Business related disciplines
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Experience in providing professional advice on regulations or Compliance policies to senior management
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Previous working experience gained from HKMA or SFC would be advantage
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Strong understanding of AML controls, procedures and regulations and being the subject expect on regulatory requirements, in particular, of the HKMA and SFC
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Experienced in interacting with regulatory bodies
If you do not required working visa, please send your resume with expected salary to us as soon as possible.
